Regulate THIS!

regulate this

Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr.Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.

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SEC Exam Preparation: Proving Your Compliance Program Works 2026(e)ko urr. 16(a) 32:29
Now What? 2026(e)ko uzt. 3(a) 16:30
You Don't Know What You Don't Know 2026(e)ko eka. 19(a) 22:12
Stop Selling & Start Showing Up 2026(e)ko mai. 15(a) 36:44
Does Your CCO Know What They're Doing?? Part-2 2026(e)ko mai. 1(a) 27:10
Does Your CCO Know What They're Doing?? Part-1 2026(e)ko api. 17(a) 25:14
Beyond Checkbox Compliance- Pt.2 with Kenji Kawa 2026(e)ko api. 3(a) 25:15
Beyond Checkbox Compliance Pt.1 - with guest Kenji Kawa 2026(e)ko mar. 20(a) 25:07
You Don't Know What You Don't Know - With Guest Michaela 2026(e)ko mar. 6(a) 42:00
An RIA-ly Unfiltered Podcast with Guest - Amber Davis 2026(e)ko ots. 20(a) 33:13
What's Ahead - 2026 Insights 2026(e)ko ots. 6(a) 24:32
A RIA-ly Unfiltered New Year 2026(e)ko urt. 5(a) 2:17
Succession Planning 2025(e)ko abe. 12(a) 25:59
Regulate THIS! A ReAlLy Silly Podcast 2025(e)ko aza. 27(a) 1:29
Is AI Making Us Dumb? 2025(e)ko aza. 14(a) 28:04
Trick or Treat?! 2025(e)ko urr. 31(a) 1:04
Human Resources 2025(e)ko urr. 17(a) 37:06
Welcome to Season 3 - Horror Stories 2025(e)ko urr. 3(a) 29:11
Get Ready For Season 3 Of Regulate THIS! 2025(e)ko ira. 5(a) 0:46
Business Planning 101 2025(e)ko abu. 22(a) 39:51
Referrals Done Right 2025(e)ko abu. 1(a) 27:48
How to Win Millennials and Gen Zs 2025(e)ko uzt. 18(a) 31:35
Dealing with Complaints Like a Pro 2025(e)ko uzt. 4(a) 29:49
Talking Clients Off the Ledge 2025(e)ko eka. 20(a) 30:35
The Art of the Client Experience 2025(e)ko eka. 6(a) 39:45
Goodbye Season 1 - Hello Season 2 2025(e)ko mai. 16(a) 0:39
HOT TOPICS🔥First 100 Days Of A New Administration 2025(e)ko mai. 9(a) 23:17
The Compliance Tech Toolbox 2025(e)ko mai. 1(a) 38:53
Reg BI vs. Fiduciary: The Ultimate Showdown 2025(e)ko api. 25(a) 29:56
Compliance Is Sexy 2025(e)ko api. 18(a) 26:11
Cyber Issues 2025(e)ko api. 11(a) 31:22
Are You Leaving Money On The Table? 2025(e)ko api. 4(a) 20:44
Off-Channel Communications- We Know You're Doing It 2025(e)ko mar. 28(a) 29:06
Take This Seriously - SEC Exams 2025(e)ko mar. 21(a) 34:31
Regulate THIS! A RIA-ly Unfiltered Podcast 2025(e)ko mar. 7(a) 1:34